FINRA Unscripted - Podcast Rankings and reviews

I am an industry compliance officer and find that these podcasts serve as an excellent best practices reminder. They keep me watchful for common, and not so common, potential red flag behaviors. I often send out a blast email to the folks I supervise after listening to the podcast.

The easy going conversational delivery makes the podcast enjoyable when so much of our industry is (by rights) very stiff and "stuffed shirt."

Thank you for presenting such timely and helpful information.

This is a fantastic resource for compliance professionals or any investment professional looking to learn more about FINRA and how it operates. Very easy to listen too...you’ll almost forget you are listening to something by a regulator.

These podcasts provide industry-leading information and lots of information for professionals in the broker-dealer industry, including lawyers. They are also very well done and entertaining. You may think a podcast about broker-dealers could be a snooze. But this is not that! Great insight and commentary.

Informative, highly engaging, inspiring educational podcasts ! Thank you the host and FINRA Team for an outstanding programs. Can’t wait to listen to the next episode!