The RIA Compliance Collective

CyberSecurity Trends

Wes Stillman Bio:   Wes Stillman is the Chief Executive Officer of RightSize Solutions. After 30+ years of managing technology in high-level positions, Wes began RightS

Schwab E&O Update

 Schwab E&O Update Show Notes Topic I: Schwab E&O Update Topic II: Crypto ETF Guest Speaker Info: Chad Ramberg, President Box Professional Insurance, LLC Phone: 8

Tales from the Crypto

Tales from the Crypto Introduction Topic 1 - Why are there so many crypto scams Topic 2 - What are the main types of crypto scams Topic 3 - How do some of them get so

FINANCIAL ADVISOR SUCCESS TRAINING (FAST) PROGRAM

FINANCIAL ADVISOR SUCCESS TRAINING (FAST) PROGRAM Podcast Show Notes I. Intro II. How do you define brand? III. Four Steps to up-leveling your brand IV. Where do yo

E & O and Digital Assets

E&O Digital Assets Intro Topic 1 - E & O trends Topic 2 - Digital Assets E & O Guest Speaker Info: Chad Ramberg, President Box Professional Insurance, LLC Phone:

Client Onboarding in the Digital Age

Sebastian Skwarek is the Co-Founder of PreciseFP Company Website: https://precisefp.com/ 7 day Free trial: https://app.precisefp.com/signup Facebook: https://www.face

Fieldcraft - Cyber Security Training

Brian Hahn Founder MTradecraft Linkedin: https://www.linkedin.com/in/jbrianhahn/   Speaker Bio: Brian is founded of MTradecraft in 2009. Mtradecraft serves all financ

How to Create a Podcast

Podcast outline I.                    Intro II.                  Equipment Needed III.                Fiverr (Podcast name, Editing, Artwork) IV.               Podcas

Cryptocurrencies: What You Need to Know?

Jimmy Song is a Bitcoin developer, educator and entrepreneur. He's an open source contributor to many different Bitcoin projects. He is the author of Programming Bitcoin

What the NFT?

What the NFT? Intro Topic - What is an NFT? Topic - Compliance and NFT Topic - NFT and Charity Outro Speaker Information: Marc Moglen Principal, AU3d.IO Website

Knowing Your Numbers

Topic 1 - Why do I need to know my numbers? Topic 2 - What do the numbers tell me? Topic 3 - What's inside the numbers? Topic 4 - How do your numbers compare to others

Clearing the Air X

Intro Topic I: Changes in DOL  Topic 2: 5 Part Test Topic 3: Proposed exemptions Outro Department of Labor News Release https://www.dol.gov/newsroom/releases/ebsa/e

All things Cyber Security

Show Notes Brian Hahn Founder MTradecraft Linkedin: https://www.linkedin.com/in/jbrianhahn/ Speaker Bio: Brian is founded of MTradecraft in 2009. Mtradecraft serves

Bills, Bills, Bills: A New Way to Help and Protect Your Senior Clients

Marci is Founder and General Counsel of SilverBills.com which she launched in 2014. SilverBills receives, scrutinizes and stores clients’ household bills and ensures that

Understanding Succession and Valuation

Intro Topic I - Why do I need a succession plan if I don't plan on retiring? Topic II - How do I determine the value of my business / practice? Topic III - What should

Leading with Compassion and Clarity During COVID

Intro Leading with Compassion and Clarity During COVID by Dr. Josh Williams RIACC Q&A and Discussion Dr. Josh Williams is a Partner with Propulo Consulting, a glob

It's about time! Modernizing the RIA advertising rules

Mike Langford is the founder and CEO of finservMarketing, a consulting firm that specializes in providing best in class marketing strategies and content creation for the

Clearing the Air IX

Clearing the Air IX Intro Topic I – Remote Regulatory Examinations Topic II – Wrap Fee Program Update Topic III – Financial Planning Retainer Model Outro Helpful Li

Clearing the Air VIII

Topic I - Intro Topic II - SEC 8 major areas Topic III - Digital assets and electronic investment advice Topic IV - NASAA IA Section report Topic V - Outro SEC 2020 Exam

Protecting Your Firm During the Pandemic Era

RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: https://www.linkedin.com/company/25040493/admin/updates/ Twitter: