Open Exam Prep

Latest episodes

Showing 20 · updated from the feed

[Series 66] 38, Agent Registration and Exclusions

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 31
4 min

[Series 66] 37, Broker-Dealer Definitions and Registration

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 30
4 min

[Series 66] 36, IAR Registration and Place of Business

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 29
4 min

[Series 66] 35, Adviser Exemptions and Notice Filing

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 28
4 min

[Series 66] 34, State vs Federal Adviser Registration

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 27
4 min

[Series 66] 33, Investment Adviser Definitions and Exclusions

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 26
4 min

[Series 66] 32, Matching Recommendations to Client Needs

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 25
4 min

[Series 66] 31, Measuring and Comparing Portfolio Returns

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 24
4 min

[Series 66] 30, Trading Orders and Execution Costs

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 23
4 min

[Series 66] 29, Estate Planning and Wealth Transfers

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 22
4 min

[Series 66] 28, Account Ownership and Beneficiary Choices

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 21
4 min

[Series 66] 27, Education Accounts and Health Savings

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 20
4 min

[Series 66] 26, ERISA Fiduciaries and Retirement Advice

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 19
4 min

[Series 66] 25, Employer Retirement Plans and Rollovers

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 18
4 min

[Series 66] 24, Traditional and Roth IRA Decisions

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 17
3 min

[Series 66] 23, Capital Gains Cost Basis and After-Tax Returns

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 16
4 min

[Series 66] 22, Active Passive Growth and Value Strategies

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 15
4 min

[Series 66] 21, Diversification Correlation and Rebalancing

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 14
4 min

[Series 66] 20, Strategic vs Tactical Asset Allocation

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 13
4 min

[Series 66] 19, Time Horizons Liquidity and Life Events

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening

Oct 12
3 min